CUSIP No. 410495105 |
Page 1 of 4 Pages |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
HANMI FINANCIAL CORPORATION (Name of Issuer) |
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COMMON STOCK (Title of Class of Securities) |
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410495105 (CUSIP Number) |
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JUNE 9, 2000 (Date of Event which Required Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
ý Rule 13d-1(c)
o Rule 13d-1(d)
CUSIP No. 410495105 |
Page 2 of 4 Pages |
SCHEDULE 13G
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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Joon H. Lee |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) o (b) o |
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3 | SEC USE ONLY | |||||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||||
United States |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||||||
922,350 |
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6 | SHARED VOTING POWER | |||||||
7 | SOLE DISPOSITIVE POWER | |||||||
922,350 |
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8 | SHARED DISPOSITIVE POWER | |||||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||||
922,350 |
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | o | ||||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||||||
7.32% |
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12 | TYPE OF REPORTING PERSON* | |||||||
IN |
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 410495105 |
Page 3 of 4 Pages |
Item 1. | HANMI FINANCIAL CORPORATION 3660 Wilshire Boulevard Suite PH-A Los Angeles, CA 90010 |
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Item 2. |
Joon H. Lee 3660 Wilshire Boulevard Suite PH-A Los Angeles, CA 90010 United States Common Stock Cusip No.: 410495105 |
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Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
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(a) |
o |
Broker or dealer registered under Section 15 of the Exchange Act. |
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(b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act. | ||||||||
(c) | o | Insurance company as defined in Section 3(a)(19) of the Exchange Act. | ||||||||
(d) | o | Investment company registered under Section 8 of the Investment Company Act. | ||||||||
(e) | o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). | ||||||||
(f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). | ||||||||
(g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). | ||||||||
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. | ||||||||
(i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. | ||||||||
(j) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||||||
Item 4. |
Ownership |
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The ownership of the Filing Persons is as follows: |
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(a) |
Amount beneficially owned: |
922,350 |
* |
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(b) |
Percent of class: |
7.32 |
% |
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(c) |
Number of shares as to which such person has: |
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(1) |
sole power to vote or to direct the vote: |
922,350 |
* |
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(2) | shared power to vote or to direct the vote: | -0- | ||||||||
(3) | sole power to dispose or to direct the disposition: | 922,350 | * | |||||||
(4) | shared power to dispose or to direct the disposition: | -0- |
CUSIP No. 410495105 |
Page 4 of 4 Pages |
Item 5. |
Ownership of Five Percent or Less of a Class |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following o |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
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Not Applicable |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
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Not Applicable |
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Item 8. |
Identification and Classification of Members of the Group |
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Not Applicable |
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Item 9. |
Notice of Dissolution of Group |
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Not Applicable |
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Item 10. |
Certification |
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are not held for the purpose or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: | |
, 2002 | |||
By: | Joon H. Lee |