Exhibit 99.4
NOTICE OF
GUARANTEED DELIVERY
FOR
SUBSCRIPTION RIGHTS CERTIFICATES ISSUED BY
HANMI
FINANCIAL CORPORATION
This Notice of Guaranteed Delivery must be used to exercise the
subscription rights (the Subscription Rights)
pursuant to the rights offering (the Rights
Offering) as described in the prospectus supplement dated
June 11, 2010 (the Prospectus) of Hanmi
Financial Corporation, a Delaware corporation and registered
bank holding company (the Company), if a holder of
Subscription Rights cannot deliver the certificate evidencing
the Subscription Rights (the Subscription Rights
Certificate), to the subscription agent listed below (the
Subscription Agent) before 5:00 p.m., New York
time, on July 6, 2010, (as such date may be extended, the
Expiration Date). This Notice must be delivered by
facsimile transmission, first class mail, or overnight delivery
to the Subscription Agent and must be received by the
Subscription Agent before 5:00 p.m., New York time, on the
Expiration Date.
Payment of the subscription price of $1.20 per share of the
Companys common stock subscribed for pursuant to the
exercise of Subscription Rights, including all shares subscribed
for under the basic subscription privilege and any additional
shares requested pursuant to the over-subscription privilege,
must be received by the Subscription Agent in the manner
specified in the Prospectus before 5:00 p.m., New York
time, on the Expiration Date even if the Subscription Rights
Certificate evidencing such Subscription Rights is being
delivered pursuant to the Guaranteed Delivery Procedures
hereunder.
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By Facsimile Transmission:
(For Eligible Institutions Only)
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By First Class Mail:
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By Overnight Courier
(Until 5:00 pm. New York time on
the expiration date of the rights offering
subscription period):
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Facsimile transmission to
(617) 360-6810
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Computershare
Corporate Actions Voluntary Offer
P.O. Box 43011
Providence, RI 02940-3011
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Computershare
Corporate Actions Voluntary Offer
250 Royall Street, Suite V
Canton, MA 02021
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You should confirm receipt of all facsimile transmissions by
calling the subscription agent at
(781) 575-2332.
Telephone Numbers for Information Agent:
Banks and Brokers: (212)440-9800
Stockholders:
(800) 509-0983
DELIVERY OF THIS INSTRUMENT TO AN ADDRESS OTHER THAN AS SET
FORTH ABOVE OR TRANSMISSION OF THIS INSTRUMENT VIA FACSIMILE
OTHER THAN AS SET FORTH ABOVE DOES NOT CONSTITUTE A VALID
DELIVERY.
Ladies and Gentlemen:
The undersigned hereby represents that the undersigned is the
holder of a Subscription Rights Certificate
representing
Subscription Rights and that such Subscription Rights
Certificate cannot be delivered to the Subscription Agent prior
to the Expiration Date of the Rights Offering. Upon the terms
and subject to the conditions set forth in the Prospectus,
receipt of which is hereby acknowledged, the undersigned hereby
elects to exercise Subscription Rights represented by the
Subscription Rights Certificate (i) to subscribe
for
shares of the Companys common stock under the basic
subscription privilege and (ii) to request pursuant to the
over-subscription privilege to
purchase
additional shares of the Companys common stock, subject to
the conditions and limitations described further in the
Prospectus. The Subscription Agent will not accept any
over-subscription requests for less than 10,000 shares of
our common stock, except from our non-executive officers and
employees from whom we will accept over-subscription requests
for 1,000 or more shares of our common stock.
The undersigned understands that payment of the full
subscription price of $1.20 per share of common stock subscribed
for under the basic subscription privilege and pursuant to the
over-subscription privilege must be received by the Subscription
Agent before 5:00 p.m., New York time, on the Expiration
Date, and the undersigned hereby represents that such payment,
in the aggregate amount of $ ,
either (check appropriate box):
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Is being delivered to the Subscription Agent herewith; or
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Has been delivered separately to the Subscription Agent in the
manner set forth below (check appropriate box and complete the
information relating thereto):
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Uncertified check (Payment by uncertified check will not be
deemed to have been received by the Subscription Agent until
such check has cleared. Holders paying by such means are urged
to make payment sufficiently in advance of the Expiration Date
to ensure that such payment clears by such date.)
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Certified check
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Bank draft (cashiers check)
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Bank on which check is drawn: |
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Name(s)
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Signature(s):
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Address(es):
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Telephone No.:
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2
GUARANTEE
OF DELIVERY
The undersigned, a member firm of a registered national
securities exchange or of the Financial Industry Regulatory
Authority, Inc., or a commercial bank or trust company having an
office or correspondent in the United States, or a bank,
stockbroker, savings and loan association or credit union with
membership in an approved signature guarantee medallion program,
pursuant to
Rule 17Ad-15
of the Securities Exchange Act of 1934, as amended, guarantees
that the undersigned will deliver to the Subscription Agent the
Subscription Rights Certificates representing the Subscription
Rights being exercised hereby, with any required signature
guarantee and any other required documents, by no later than
three business days after the Expiration Date of the Rights
Offering.
Dated:
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(Address)
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(Name of Firm)
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(Telephone Number
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(Authorized Signature)
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The institution that completes this form must communicate the
guarantee to the Subscription Agent and must deliver the
Subscription Rights Certificate to the Subscription Agent within
three business days following the Expiration Date of the Rights
Offering as described in the Prospectus. Failure to do so could
result in a financial loss to such institution.
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