UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
June 20, 2011
Date of Report (date of earliest event reported)
HANMI FINANCIAL CORPORATION
(exact names of registrant as specified in its charter)
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| Delaware |
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| (state or other jurisdiction of
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Commission File Number
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95-4788120 |
| incorporation or organization)
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000-30421
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(I.R.S. Employer Identification Number) |
3660 Wilshire Boulevard, Ph-A
Los Angeles, California 90010
(Address of principal executive offices, including zip code)
(213) 382-2200
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
This Current Report on Form 8-K does not constitute an offer to sell or a solicitation of an
offer to buy the securities described herein, nor shall there be any sale of these securities in
any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to
registration or qualification under the securities laws of any such jurisdiction. Matters discussed
in this Current Report on Form 8-K contain forward-looking statements within the meaning of Section
27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of
1934, as amended, that involve substantial risks and uncertainties, including but not limited to
the risk that, because of business, economic or market conditions or for any other reasons within
or outside of the Company’s discretion, the Company may decide not to pursue the offering, the
offering may not be consummated, or proceeds
from the offering are not used as disclosed. In addition to the risks and uncertainties identified
above, reference is also made to other risks and uncertainties detailed in reports filed by the
Company with the Securities and Exchange Commission. The Company cautions that the foregoing risks
and uncertainties are not exclusive.
Item 7.01. Regulation FD Disclosure.
On June 20, 2011, Hanmi Financial Corporation (the “Company”) issued a press release
announcing the commencement of an underwritten public offering of $75 million of the Company’s
common stock. A copy of the press release is attached hereto as Exhibit 99.1 to this Current
Report on Form 8-K and is incorporated herein by reference.
The
information in this Item 7.01, including Exhibit 99.1 attached hereto, is furnished
pursuant to Item 7.01 and shall not be deemed “filed” for any other purpose, including for purposes
of Section 18 of the Exchange Act or otherwise subject to the liabilities of that Section. The
information in this Item 7.01 of this Current Report on Form 8-K shall not be deemed incorporated
by reference into any filing under the Securities Act of 1933 or the Exchange Act regardless of any
general incorporation language in such filing.
Item 8.01. Other Events.
The Company also filed herewith supplemental disclosure
regarding certain of its pro forma information related to the proposed public offering, the results of its third-party
loan reviews, and other information related to its loan portfolio as Exhibit 99.2 to this Current Report on Form 8-K,
and such additional
information is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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Description |
99.1
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Press release dated June 20, 2011, regarding commencement of the
underwritten public offering. |
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99.2
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Supplemental information. |
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