UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
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| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
(b) On May 22, 2026, Gideon Yu, a member of the Board of Directors of Hanmi Financial Corporation (the “Corporation”) and its subsidiary corporation, Hanmi Bank (the “Bank”), notified the Corporation of his resignation from the Boards of the Corporation and the Bank, effective immediately. Mr. Yu had served as a member of the Board since 2021 and was a member of the Nominating and Corporate Governance Committee and Risk, Compliance and Planning Committees at the time of his resignation. Mr. Yu’s resignation was not the result of any disagreement with the Corporation on any matter relating to the Corporation’s operations, policies or practices.
As previously disclosed in the Corporation’s definitive proxy statement for the Corporation’s 2026 Annual Meeting of Stockholders of the Corporation (the “Meeting”), which was filed with the Securities and Exchange Commission on April 15, 2026 (the “Proxy Statement”), Mr. Yu had been nominated for reelection as a director. In light of his resignation prior to the Annual Meeting, Mr. Yu did not stand for reelection and any votes relating to his election as a director were disregarded.
(e) On May 27, 2026, the stockholders of the Corporation approved the Hanmi Financial Corporation 2026 Employee Stock Purchase Plan (the “ESPP”). A description of the material terms of the ESPP is contained in the Proxy Statement (under Proposal No. 3: Approval of the 2026 Employee Stock Purchase Plan) and incorporated herein by reference. A copy of the ESPP is being filed as Exhibit 10.1 to this Current Report on Form 8-K.
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The Meeting was held on May 27, 2026. At the Meeting, the stockholders voted on the following items:
(1) Ten board nominees to serve for terms expiring at the 2027 Annual Meeting of Stockholders and until their successors are elected and qualified. The voting results are as follows:
| Nominee | For | Against | Abstain | Broker Non-Votes | ||||
| John J. Ahn | 24,362,516 | 535,680 | 5,779 | 1,517,024 | ||||
| Chrstine P. Ball | 24,865,067 | 35,504 | 3,404 | 1,517,024 | ||||
| Christie K. Chu | 24,488,628 | 410,124 | 5,223 | 1,517,024 | ||||
| Harry H. Chung | 24,792,986 | 105,209 | 5,780 | 1,517,024 | ||||
| Bonita I. Lee | 24,789,416 | 111,694 | 2,864 | 1,517,024 | ||||
| Gloria J. Lee | 24,802,878 | 98,862 | 2,235 | 1,517,024 | ||||
| James A. Marasco | 24,797,297 | 103,260 | 3,418 | 1,517,024 | ||||
| Daniel J. Medici | 24,865,539 | 35,017 | 3,419 | 1,517,024 | ||||
| David L. Rosenblum | 24,536,551 | 365,364 | 2,060 | 1,517,024 | ||||
| Thomas J. Williams | 24,864,575 | 36,796 | 2,604 | 1,517,024 |
| (2) | The advisory vote on executive compensation paid to the Corporation’s Named Executive Officers as described in the proxy statement for the Meeting. The voting results are as follows: |
| For | Against | Abstain | Broker Non-Votes | |||
| 24,534,573 | 361,059 | 8,343 | 1,517,024 |
| (3) | The approval of the Hanmi Financial Corporation 2026 Employee Stock Purchase Plan. The voting results are as follows: |
| For | Against | Abstain | Broker Non-Votes | |||
| 24,886,127 | 12,400 | 5,448 | 1,517,024 |
| (4) | The ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The voting results are as follows: |
| For | Against | Abstain | |||
| 26,350,596 | 68,179 | 2,224 |
| Item 9.01 | Financial Statements and Exhibits |
| (d) | Exhibits | |
| 10.1 | Hanmi Financial Corporation 2026 Employee Stock Purchase Plan (incorporated by reference to Appendix A to the proxy statement for the Annual Meeting of Stockholders filed with the Securities and Exchange Commission on April 15, 2026 (File No. 000-30421)) | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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HANMI FINANCIAL CORPORATION
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| DATE: May 27, 2026 | By: | /s/ Bonita I. Lee |
| Bonita I. Lee | ||
| President and Chief Executive Officer |