UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.      )

 

 

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  Preliminary Proxy Statement
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
  Definitive Proxy Statement
  Definitive Additional Materials
  Soliciting Material Pursuant to §240.14a-12

Hanmi Financial Corporation

(Name of Registrant as Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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Hanmi Financial Corporation

Important Notice Regarding the

Availability of Proxy Materials

P.O. BOX 8016, CARY, NC 27512-9903   

Stockholders Meeting to be held on

May 26, 2021

For Stockholders as of March 31, 2021

   This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. This is not a ballot. You cannot use this notice to vote your shares. We encourage you to access and review all of the important information contained in the proxy materials before voting.
   To view the proxy materials, and to obtain directions to attend the meeting, go to: www.proxydocs.com/HAFC
   To vote your proxy while visiting this site, you will need the 12 digit control number in the box below.
   Under United States Securities and Exchange Commission rules, proxy materials do not have to be delivered in paper. Proxy materials can be distributed by making them available on the internet.
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For a convenient way to view proxy materials

and VOTE go to www.proxydocs.com/HAFC

 

Have the 12 digit control number located in the shaded box above available

when you access the website and follow the instructions.

 

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  If you want to receive a paper or e-mail copy of the proxy material, you must request one. There is no charge to you for requesting a copy. In order to receive a paper package in time for this year’s meeting, you must make this request on or before May 14, 2021.
  To order paper materials, use one of the following methods.  

 

     
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INTERNET

www.investorelections.com/HAFC

    

TELEPHONE

(866) 648-8133

     

* E-MAIL

paper@investorelections.com

When requesting via the Internet or telephone you will need the 12 digit control number located in the shaded box above.

      * If requesting material by e-mail, please send a blank e-mail with the 12 digit control number (located above) in the subject line. No other requests, instructions OR other inquiries should be included with your e-mail requesting material.

 

 

Hanmi Financial Corporation

 

Meeting Type: Annual Meeting of Stockholders

Date: Wednesday, May 26, 2021

Time: 10:30 AM, Pacific Time

Place: Annual Meeting to be held live via the Internet - please visit

            www.proxydocs.com/HAFC for more details.

 

To attend the meeting online, you must register at www.proxydocs.com/HAFC

 

SEE REVERSE FOR FULL AGENDA

 


Hanmi Financial Corporation 

Annual Meeting of Stockholders

The Board of Directors recommends a vote FOR each of the directors

listed below and FOR proposals 2, 3 and 4.

 

 

PROPOSAL

 

1:

Election of Directors

 

  1a.

John J. Ahn

 

  1b.

Kiho Choi

 

  1c.

Christie K. Chu

 

  1d.

Harry H. Chung

 

  1e.

Scott R. Diehl

 

  1f.

Bonita I. Lee

 

  1g.

David L. Rosenblum

 

  1h.

Thomas J. Williams

 

  1i.

Michael M. Yang

 

  1j.

Gideon Yu

 

2:

To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (“Say-On-Pay” vote).

 

3:

To approve the Hanmi Financial Corporation 2021 Equity Compensation Plan.

 

4:

To ratify the appointment of Crowe LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.

NOTE: To transact such other business as may properly come before the Annual Meeting and at any adjournments or postponements thereof. Management at present knows of no other business to be presented by or on behalf of Hanmi Financial Corporation or its Board of Directors at the Annual Meeting.