UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Filed by the Registrant

Filed by a Party other than the Registrant

Check the appropriate box:

     Preliminary Proxy Statement

     Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

     Definitive Proxy Statement

     Definitive Additional Materials

     Soliciting Material Pursuant to §240.14a-12

HANMI FINANCIAL CORPORATION

(Name of Registrant as Specified In Its Charter)

Not Applicable

 

(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)

 

No fee required.

 

Fee paid previously with preliminary materials.

 

Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

 


 

   LOGO

 

    P.O. BOX 8016, CARY, NC 27512-9903

   Hanmi Financial Corporation
  

Important Notice Regarding the Availability

of Proxy Materials

  

 

Stockholders Meeting to be held on

   May 24, 2023
   For Stockholders of record as of March 31, 2023
   This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. This is not a ballot. You cannot use this notice to vote your shares. We encourage you to access and review all of the important information contained in the proxy materials before voting.
   To view the proxy materials, and to obtain directions to attend the meeting, go to: www.proxydocs.com/HAFC
   To vote your proxy while visiting this site, you will need the 12 digit control number in the box below.
   Under United States Securities and Exchange Commission rules, proxy materials do not have to be delivered in paper. Proxy materials can be distributed by making them available on the internet.

 

                

 

LOGO   

 

For a convenient way to view proxy materials and VOTE go to

   LOGO
  

www.proxydocs.com/HAFC

 

  

Have the 12 digit control number located in the shaded box above available

when you access the website and follow the instructions.

 

  

 

If you want to receive a paper or e-mail copy of the proxy material, you must request one. There is no charge to you for requesting a copy. In order to receive a paper package in time for this year’s meeting, you must make this request on or before May 12, 2023.

  
   To order paper materials, use one of the following methods.   

 

LOGO

 

INTERNET

www.investorelections.com/HAFC

    

 

LOGO

 

TELEPHONE

(866) 648-8133

    

 

LOGO

 

* E-MAIL

paper@investorelections.com

 

When requesting via the Internet or telephone you will need the 12 digit control number located in the shaded box above.

    

* If requesting material by e-mail, please send a blank e-mail with the 12 digit control number (located above) in the subject line. No other requests, instructions OR other inquiries should be included with your e-mail requesting material.

 

 

 

Hanmi Financial Corporation

 

Meeting Type:   Annual Meeting of Stockholders

 

Date:    Wednesday, May 24, 2023

 

Time:    10:30 AM, Pacific Time

 

Place:   Annual Meeting to be held live via the Internet - please visit
   www.proxydocs.com/HAFC for more details.

 

To attend the meeting online, you must register at www.proxydocs.com/HAFC

 

SEE REVERSE FOR FULL AGENDA

 

 


Hanmi Financial Corporation

Annual Meeting of Stockholders

The Board of Directors recommends a vote FOR each of the directors listed below

and FOR proposal 2, “1 YEAR” for proposal 3, and FOR proposal 4.

 

   PROPOSAL
1.    Election of Directors
   1a. John J. Ahn
   1b. Christie K. Chu
   1c. Harry H. Chung
   1d. Bonita I. Lee
   1e. Gloria J. Lee
   1f. David L. Rosenblum
   1g. Thomas J. Williams
   1h. Michael M. Yang
   1i. Gideon Yu
2.    To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (“Say-On-Pay” vote).
3.    To provide a non-binding advisory vote on the frequency of future Say-on-Pay votes.
4.    To ratify the appointment of Crowe LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.
   NOTE: To transact such other business as may properly come before the Annual Meeting and at any adjournments or postponements thereof. Management at present knows of no other business to be presented by or on behalf of Hanmi Financial Corporation or its Board of Directors at the Annual Meeting.