Quarterly report pursuant to Section 13 or 15(d)

SUBSEQUENT EVENTS

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SUBSEQUENT EVENTS
9 Months Ended
Sep. 30, 2012
SUBSEQUENT EVENTS

NOTE 13 — SUBSEQUENT EVENTS

On October 29, 2012, the DFI informed the Bank that the Bank’s overall condition has improved and that the Memorandum of Understanding entered into between the Bank and the DFI on May 1, 2012 (the “MOU”) has been terminated. Accordingly, the Bank is no longer subjected to any of the requirements imposed by the MOU.

On October 31, 2012, Lonny D. Robinson tendered his resignation as Executive Vice President and Chief Financial Officer of Hanmi Financial and the Bank, effective November 13, 2012.  Mr. Robinson's resignation does not stem from any disagreement with Hanmi Financial or the Bank.  Concurrently with Mr. Robinson's resignation, the Board of Directors of Hanmi Financial has appointed Mark Yoon as interim Chief Financial Officer, effective November 13, 2012.  Mr. Yoon currently serves as Hanmi Financial's Senior Vice President and Chief Strategy Officer and will continue in those roles while he serves as interim Chief Financial Officer.

Management has evaluated subsequent events through the date of issuance of the financial data included herein. Other than the events disclosed above, there have been no subsequent events that occurred during such period would require disclosure in this Quarterly Report on Form 10-Q or would be required to be recognized in the Consolidated Financial Statements (Unaudited) as of September 30, 2012.